Enterprise Risk Governance Specialist
Lead Bank (FKA Luna Financial)
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See open jobs at Lead Bank (FKA Luna Financial).See open jobs similar to "Enterprise Risk Governance Specialist" Coatue Management.Remote
Posted 6+ months ago
Lead is a fintech building banking infrastructure for embedded financial products and services. We operate an FDIC-insured bank headquartered in Kansas City, Missouri. Additionally, we have offices in San Francisco, Sunnyvale, and New York City, where our technical, product, design, and legal teams operate.
We are built for a constantly evolving financial landscape, where new ventures and technological advancements emerge daily. Guided by a team of entrepreneurs and technologists with decades of experience navigating intricate banking and payments regulations, Lead blends regulatory and technological expertise to help our fintech partners scale their operations with compliance and creativity.
Simply put, Lead offers the essential attributes that every fintech seeks in a partner bank. First, unparalleled technical expertise from a distinguished team of developers with an extensive understanding of the banking and payments systems. Second, oversight expertise, automated compliance systems, and bespoke program management to navigate the ever-shifting regulatory landscape. Finally, a commitment to transparency and operational rigor to ensure everyone’s money does what it’s supposed to do.
In this role you will:
- Assist with the maintenance of various GRC programs, such as Issue Management, Audit & Exam Management, Risk & Control, Program & Policy Management, and Complaints Program
- Maintain Lead’s issue management repository on a day-to-day basis, coordinating with issue owners, performing updates and producing reporting as needed
- Provide independent risk challenge and oversight ensuring issues are recorded accurately, and adhere to program requirements
- Analyze Issues and prepare executive-level reports that highlight themes, root causes, and emerging risks to Risk Management committees
- Assist with the oversight of the audit management program which includes overseeing audit schedules, statements of work, and communicating with external auditors & fintech partners
- Maintain excellent communication with all levels of the organization and remain responsive to stakeholders to ensure timely handling of requests related to issues, audits and complaints
- Provide appropriate training to other Lead Bank team members on Issue Management and other governance program procedures and processes as needed
- Bring a customer-service attitude to both internal employees and external partner and stakeholders
- Occasional travel to Kansas City or other key Lead Bank locations (i.e. SF, NY) as needed
- Perform all other duties as assigned
Qualifications:
- 3-5 years experience in performing risk management functions, especially issue management
- Ability to draw upon fundamental risk management expertise to assist with issues across several different risk domains
- Experience with Banking-as-a-Service is a strong plus
- Must be self-motivated with the ability to work independently or within a group under minimal daily direction.
- Intellectually curious. You adapt to change, embrace bold ideas, ask questions, test assumptions, and challenge conventional thinking
- Proficient with data entry tools/systems
- Strong analytical and problem-solving skills, with the ability to analyze complex issues, develop innovative solutions, and make data-driven decisions
- Proficiency with business intelligence/analytics tools (i.e. Power BI, Tableau etc.)
What we offer:
- At Lead, we design our benefits to support company culture and principles, to foster an efficient and inspiring work environment, and to create the conditions for our team to give their best in both work and life:
- Competitive compensation based on experience, geographic location, and role
- Medical, Dental, Vision, Life, 401k Matching, and other wellness benefits, including FSA, HSA and HRA
- Paid parental leave
- Flexible vacation policy, including PTO and paid holidays
- A fun and challenging team environment in a dynamic industry with ample opportunities for career growth
*Lead Bank is proud to have an inclusive culture committed to ensuring equal employment opportunity in all employment decisions regardless of race, color, gender, national origin, religion, age, disability, sexual orientation, gender identity, military status, veteran status or any other legally protected status.
*Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.
*Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.
*Pursuant to the Los Angeles County Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.
**Our compensation reflects the cost of labor across several US geographic markets. Pay is based on a number of factors and may vary depending on geographical market location, job-related knowledge, skills, and experience. These ranges may be modified in the future.
Zone 1: $79,000 - $107,000 (SF/Bay Area, NYC, Seattle, LA)
Zone 2: $71,000 - $95,000 (Austin, Boston, Chicago, Denver, San Diego, DC)
Zone 3: $65,000 - $87,000 (Other US Metros)
This job is no longer accepting applications
See open jobs at Lead Bank (FKA Luna Financial).See open jobs similar to "Enterprise Risk Governance Specialist" Coatue Management.