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Senior Associate - Regulatory & Compliance

Norm AI

Norm AI

Compliance / Regulatory
New York, NY, USA
Posted on Nov 25, 2025

Location

New York City

Employment Type

Full time

Location Type

Hybrid

Department

Norm Law

About Norm Ai

Norm Ai, the leading Legal & Compliance AI company, has a client base with a combined $30 trillion in assets under management. By turning legal code into AI code, Norm enables enterprises to move faster and more comprehensively in their legal and compliance processes with auditability, reliability, and trust.

Norm’s platform combines frontier AI, proprietary legal reasoning systems, and embedded legal and regulatory expertise.

Norm Ai has raised more than $140 million, backed by Blackstone, Bain Capital, Vanguard, Citi, New York Life, TIAA, Coatue, Craft Ventures, Henry R. Kravis, and Marc Benioff.

Norm Ai pioneered Legal Engineering, the process that empowers lawyers to build and supervise domain-specific AI agents with Norm’s proprietary suite of no-code software tools. Norm hired dozens of lawyers from premier U.S. law firms and trained them as Legal Engineers, who specialize in breaking down legal workflows into units of analysis targeted enough to reliably leverage Large Language Models (LLMs) for reasoning. The granular LLM outputs that constitute a given workflow are orchestrated in a logically structured and human interpretable manner and rigorously validated against data and expertise. The resulting dynamic systems can complete the first pass of the legal workflow and provide detailed explanations.

We also developed the first Domain Specific Language (DSL) for fully representing regulatory requirements in AI code. This DSL, deployed with our enterprise platform, enables Norm clients to transform workflows and apply compliance checks at the source of business activities.

Norm Ai technology is deployed inside some of the largest and most consequential institutions in the world. The company is growing quickly and hiring across all teams.

About Norm Law
Norm Law is building the first AI-native full-service law firm for global institutional clients. Legal Engineering, a discipline pioneered by Norm Ai, where lawyers develop legal AI agents, powers Norm Law to deliver faster, more precise, and more consistent legal services. With purpose-built AI agents completing first passes of work, Norm lawyers supervise, review, and focus on what matters most: strategic judgment and expert advice.

This Role

As an Associate on our Regulatory & Compliance team*, you will apply your legal expertise to navigate complex regulatory regimes while leveraging AI agents to support client compliance programs. You will work on matters involving the SEC, FINRA, CFTC, and other regulatory frameworks that apply to financial services and capital markets clients.

This role combines legal acumen with innovative AI-driven workflows to enhance precision and timeliness in regulatory analysis and client advisory work.

*Note: This position is for a full-time attorney role at Norm Law

In this role, you’ll support:

  • Regulatory Analysis: Use AI agents to interpret, generate memoranda, and monitor changes to key rules, guidance, and enforcement trends.

  • Compliance Support: Employ AI tools to assist clients in policy mapping, control testing, and reporting.

  • Research Automation: Conduct efficient research on statutes, no-action letters, and rule proposals through AI-enabled document parsing.

  • Client Deliverables: Draft memos, compliance manuals, and regulatory reports enhanced by AI-generated first drafts and validation tools.

  • AI Collaboration: Provide legal feedback to optimize how AI agents assist with regulatory interpretation and compliance automation.

Skills & Experience:

  • Juris Doctor (JD); active bar admission in at least one U.S. jurisdiction.

  • 5-7 years in a regulatory, compliance, or financial services practice.

  • Experience with securities, broker-dealer, or investment adviser regulation preferred.

  • Exceptional analytical and writing skills.

  • Interest in how AI and automation transform compliance workflows.

  • No prior technical AI experience required.

What Success Looks Like:

  • 30 Days: Gain fluency with firm AI tools and core regulatory frameworks.

  • 60 Days: Independently perform AI-assisted regulatory analysis and compliance reviews.

  • 90 Days: Take ownership of a regulatory subject area, using AI to deliver faster, higher-quality compliance insights for clients.

To learn more about Norm Ai, visit our website.